REAL TIME COMPLIANCE

RTC is an online AFSL monitoring system built to enable efficient and effective management of authorised representatives. It is fully customisable to the specific needs of the licensee and is not meant to replace an existing regime but rather to complement it in the most cost effective and efficient manner. It includes:

  • Online information gathering on compliance practices and/or competencies.
  • Workbench software on manager laptops as well as off-line availability.
  • Pre-audit checklist, onsite compliance audit and assessment/rating.
  • Action tracking, ongoing monitoring and history.
  • Fast, accurate report production at all levels (including licensee and board).
  • All registers required to manage and supervise an AFSL.
  • Real time management information including risk assessment.
  • Secure and protected hierarchical access.

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